108

37,000 千元

應回收廢棄物之稽核認證業務

2019/01/01

2020/12/31

陳宇揚

回收基管會

徐伊亭

財團法人台灣產業服務基金會

廢棄物管理

稽核認證量、作業程序稽核、環境稽核、會計稽核

Inspection and certification quantity; Operation process auditing; Environmental safety and health auditing; Accounting auditing

曾明捷

02-27844188#5220

terence@ftis.org.tw

本計畫執行期間自108年1月1日起至109年12月31日止，本計畫除執行稽核認證作業中所需之查核工作外，並執行處理業之輔導、作業程序、環境工安查核、會計稽核及再生料與廢棄物流向查核等作業。稽核認證量之執行成果，廢乾電池類稽核認證量共計7,723,726公斤；廢照明光源類稽核認證量共計8,627,455公斤。執行處理業作業程序稽核2,128場(108年1,127場及109年1,001場)。環境工安查核成果，廢乾電池類受補貼機構發生2次主管機關稽查處分及廢照明光源類1次貯存狀況異常。處理業進廠來源、再生料及廢棄物出廠流向追蹤共計已完成540場次流向實地追蹤。會計稽核及帳簿/憑證稽核完成廢乾電池類受補貼機構計21場、廢照明光源類受補貼機構計12場。處理業庫存盤點完成廢乾電池類受補貼機構計125場、廢照明光源類受補貼機構計72場。每半年針對廢照明光源處理廠執行1次會計內部控制稽核，共執行12家次會計內部控制稽核，查核結果無異常情形。異常事件統計及分析，廢乾電池類受補貼機構異常共發生63次，其中屬於通知事項24次，一般異常36次；廢照明光源類受補貼機構異常共發生84次，其中屬於通知事項46次，一般異常37次，相關異常本計畫已輔導業者改善完成。處理業違規記點共計1點，主要係因螢光粉貯存超過3個月所致。內部稽核完成4次系統面查核、24次現場不預警查核及134次CCTV查核之內稽查核作業，相關內部稽核小組查核之缺失皆已確實改善；外部稽核部分，已完成12場次現場不預警及2場次管制中心查核作業，相關稽核小組查核之缺失皆已確實追蹤改善。完成162件TCLP及總汞檢測；31場次磅秤抽驗；4次人員血汞、尿汞及髮汞檢驗。人員教育訓練部分，於108年2月16日～17日、109年2月8日及109年5月30日各辦理1場次人員教育訓練，並辦理24場次會議訓練。計畫執行期間，配合環保署就處理業重新申請/變更受補貼機構資格、變更出貨流向、變更製程、變更廠區平面配置、變更負責人、受補貼機構資格申請資料補正等項目，進行書面審核共計有6家26次，相關執行進度均符合合約規範。

稽核認證量、作業程序稽核、環境稽核、會計稽核

108-109年應回收廢棄物稽核認證團體(廢照明光源暨廢乾電池類)期末報告定稿本(公開版).pdf

0MB

2021/4/1 上午 12:00:00

The project period was from January 1, 2019 to December 31, 2020. The main objectives of the project included the quantity auditing, collection and recycling, operation processes auditing, environment auditing, accounting functions auditing, and recirculates and wastes’ flow direction auditing. The auditing and certification quantity of waste batteries was 7,723,726 kg, the auditing and certification quantity of waste lamps was 8,627,455kg. The total trips of the operation processes auditing were 2,128 trips (1,127 trips in 2019 and 1,001 trips in 2020). For the results of environment auditing, there were 2 punishments filed by the competent authority for waste batteries , 1 violation of waste phosphor storage over 3 months for waste lamps. As the results of recycled materials and wastes flow direction auditing, 540 field inspections were completed. For the accounting auditing, there were 21 field inspections completed for waste batteries, 12 field inspections were completed for waste lamps, there was no critical failed compliance. For the storage auditing,125 field inspections were completed for waste batteries,72 field inspections were completed for waste lamps. As the results of internal control auditing semiannually, there was no critical failed compliance for total 12 field inspections. As the statistics of abnormal events, total 63 times occurred for waste batteries, including 24 notifications and 36 general abnormal events. For waste lamps, total 84 times occurred, including 46 notifications and 37 general abnormal events. All the abnormal events were improved. The scoring penalty for the recycling facilities was counted only 1 point. The major causes for the scoring penalty was the waste phosphor storage over 3 months for waste lamps. There were 4 system inspections, 24 unnoticed field inspections and 134 CCTV inspections for internal auditing. For external auditing, 12 unnoticed field inspections and 2 control center system inspections had been completed. All the faults discovered by specific auditing team had been improved. The project completed 162 samples of TCLP test and total mercury analysis, 31 times of weight scale examination and 4 times of mercury concentrations testing in Blood, urine and hair for auditors. For the personnel education and training, the project had hold 3 educational sessions for related personnel on February 16~17, 2019, February 8, 2020 and May 30, 2020. And completed 24 educational meetings. During the project period, carried out 26 applications for newly set up or modified of 6 subsidized recycling facilities.

Inspection and certification quantity; Operation process auditing; Environmental safety and health auditing; Accounting auditing